WebThe Purpose of this section of the standard is to reflect the FASEA professional development requirement that individuals must demonstrate how they maintain: Understanding of, and compliance with, applicable legal obligations. The Regulatory compliance and consumer protection CPD area, covers the relevant laws, WebFASEA Education Pathways Policy, a qualification at AQF 7 is typically 24 units of study, AQF 8 is typically 8 units of study, and AQF 9 typically 16 units of study. The AQF policy defines “accredited unit” as: An accredited unit is a single component of a qualification, or a stand-alone unit, that has
FASEA
WebOct 5, 2024 · On Monday 5 October 2024, FASEA released a new Guidance Document on the FASEA Code of Ethics. FASEA is undertaking a consultation with respect to this guidance document and have welcomed submissions up until 2 November 2024. The AFA will be making a submission to FASEA and we welcome any feedback from members to … WebDec 16, 2024 · Policy paper 820.95 KB. Policy paper 1.23 MB. In 2024, the Government introduced professional standard reforms for ‘relevant providers (financial advisers). … drawing foundations uwa
Legislated professional standards - The Financial Planning …
WebFeb 11, 2024 · FASEA Releases 12-Point Code of Ethics for Advisers. February 11, 2024. 1. The Financial Adviser Standards and Ethics Authority has released the final version of … WebApr 6, 2024 · — FASEA Standard 8. It might not be sexy, and it’s a perennial issue, but it’s your record keeping processes that are the most reliable indicator of whether you’ll prosper in a disconnected environment. (Incidentally, poor record keeping is often the root cause of advisers’ failures to meet, or exceed, their compliance obligations). ... WebAccording to the latest FASEA guidance, you will need to demonstrate the value of trustworthiness to meet the following standards: Standard 1 Y 2 Y 3 Y 4 Y 5 Y 6 Y 7 Y 8 Y 9 Y 10 Y 11 Y 12 Y Some practical suggestions Start a checklist As you consider what can be done to comply with the Code, you should think about using a checklist of ques- employer support to guard and reserve